Ashleigh C. Swayze, Esq., Managing Member
Prior to creating Swayze LLC/Concierge Compliance, Ms. Ashleigh Swayze was most recently the Chief Operating Officer and General Counsel for Gleacher Fund Advisors, where she focused on the business and compliance functions of a broker-dealer, several investment advisers, and private placement funds.
In addition to daily compliance functions, Ms. Swayze, created and implemented a dynamic operational due diligence process, after thoroughly researching the needs of today’s investors. The client base includes high net worth individuals, major pension plans as well as foundations, endowments of all sizes.
Previously, she was an associate in the Securities Law Practice Group of Stark & Stark where she advised investment advisers, broker-dealers, funds and other securities professionals on compliance, risk management, and corporate issues.
Ms. Swayze received a dual BAH (Bachelor of the Arts, Honors Major) and BA degrees from Villanova University and a juris doctor from Rutgers University School of Law. Ms. Swayze is a member of the bar of New Jersey.